Independent Decisions and Professional Experience for Retirement Plans:

Independent Fiduciary

We can advise or stand in the place of the ongoing plan trustee or fiduciary for investment decisions that may affect the plan and its participants for:

• Leveraged and unleveraged ESOP transactions
• Acquisitions and sales of employer stock by company retirement plans
• Company stock in other qualified plans
• ERISA Sec. 404 (c) protection for employer stock
• Pass-through voting and tender offer decision making
• Management and divestiture of shares
• Satisfying independent fiduciary requirement for meeting prohibited transaction exemption in connection with settlement of litigation per P.T. Exemption 2003-39 of 12-31-03
• Orphan Plans
• Rabbi trusts

Investment Management for Qualified Plan Portfolios.

Purchaser Representative

Retainer Consulting

A continuing relationship to review or monitor periodic valuations, transactions or investment portfolios.